Unclaimed
Nicole Margaret Walker is a financial advisor with Alight Financial Solutions, LLC. Nicole has been in the financial services industry since June 24, 2015. Nicole has a Series 6, Series 63 and SIE. Nicole has been registered with the state of North Carolina and Pennsylvania. Nicole has experience at several other financial firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/16/2023 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
PA
04/19/2023 - 11/20/2023
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION (PITTSBURGH PA)
IN
07/15/2021 - 04/03/2023
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NC
03/14/2019 - 08/16/2021
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
PA
11/21/2013 - 08/24/2017
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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