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Nicole Margaret Walker

Alight Financial Solutions, LLC

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About Nicole Margaret Walker

Nicole Margaret Walker is a financial advisor with Alight Financial Solutions, LLC. Nicole has been in the financial services industry since June 24, 2015. Nicole has a Series 6, Series 63 and SIE. Nicole has been registered with the state of North Carolina and Pennsylvania. Nicole has experience at several other financial firms.

Firm Information

Nicole Walker is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Walker’s Registration & Firm History

NC

11/16/2023 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

PA

04/19/2023 - 11/20/2023

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION (PITTSBURGH PA)

IN

07/15/2021 - 04/03/2023

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

NC

03/14/2019 - 08/16/2021

LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)

PA

11/21/2013 - 08/24/2017

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 12/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Margaret Walker.
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