Unclaimed
Nicole Pettit is a financial professional with over 25 years of experience in the industry. Nicole has a wide range of experience, including working for firms like Ameriprise Financial Services, LLC, American Enterprise Investment Services Inc., and Riversource Distributors, Inc.. Nicole is a Series 7, 24 and 63 licensed professional and holds a Series 99TO exam. Nicole is registered with the state of Minnesota and currently works for Riversource Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/31/2022 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
11/20/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
01/09/1998 - 10/03/2001
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
BC
Issued 01/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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