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Nicole M Pettit

Riversource Distributors, Inc.

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About Nicole M Pettit

Nicole Pettit is a financial professional with over 25 years of experience in the industry. Nicole has a wide range of experience, including working for firms like Ameriprise Financial Services, LLC, American Enterprise Investment Services Inc., and Riversource Distributors, Inc.. Nicole is a Series 7, 24 and 63 licensed professional and holds a Series 99TO exam. Nicole is registered with the state of Minnesota and currently works for Riversource Distributors, Inc..

Firm Information

Nicole Pettit is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Pettit’s Registration & Firm History

MN

05/31/2022 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

11/20/1996 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

01/09/1998 - 10/03/2001

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole M Pettit.
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