Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Christian is an investment professional with over 16 years of experience in the financial services industry. Nicole is currently registered with Wells Fargo Clearing Services, LLC in Bellevue, Washington. Nicole has held prior registrations with Wachovia Securities, LLC and First Union Securities, Inc. Nicole has a wide range of experience in providing investment advisory services, including portfolio management for businesses and individuals, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
05/01/2015 - Present
Wells Fargo Clearing Services, LLC (BELLEVUE WA)
WA
09/25/2006 - 11/08/2006
WACHOVIA SECURITIES, LLC (BELLEVUE WA)
MO
05/07/2003 - 12/09/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/14/2000 - 05/15/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 05/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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