Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Bilotto is a financial advisor with over 19 years of experience in the industry. Nicole is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicole has a wide range of experience in the financial services industry, having worked with a variety of firms, including First Republic Securities Company, LLC, RBC Capital Markets, LLC, J.P. Morgan Securities LLC, and Barclays Capital Inc. Nicole has also worked with JPMorgan Chase Bank NA and Montcalm TCR LLC. Nicole holds a Series 66 license and is a Registered Options Principal. Nicole is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
03/14/2023 - 05/19/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
05/22/2019 - 03/07/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
08/14/2017 - 01/09/2018
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
05/20/2015 - 08/04/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
05/06/2013 - 06/02/2015
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
06/01/2009 - 05/22/2013
MORGAN STANLEY (SAN FRANCISCO CA)
CA
03/22/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
04/15/2004 - 03/02/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
11/07/2003 - 04/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 3/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2015
Series 4 - Registered Options Principal Examination
BC
Issued 5/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/9/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/30/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/5/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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