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Nicole Lynn Peters

Northern Lights Distributors, LLC

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About Nicole Lynn Peters

Nicole Lynn Peters is a financial advisor with over 15 years of experience in the industry. Nicole has a strong track record of success and is committed to helping her clients achieve their financial goals. Nicole is currently registered with Northern Lights Distributors, LLC. She is also registered in Ohio. Previously, Nicole was employed with Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Unified Financial Securities, LLC, Ultimus Fund Distributors, LLC, Fifth Third Securities, Inc., and Fidelity Brokerage Services LLC.

Firm Information

Nicole Peters is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Peters’s Registration & Firm History

NE

12/08/2021 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

FL

03/18/2019 - 12/03/2021

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

03/14/2019 - 12/03/2021

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

IN

07/06/2016 - 03/06/2019

UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)

OH

08/08/2014 - 03/06/2019

ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)

OH

03/23/2011 - 08/05/2014

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

KY

09/29/2007 - 03/09/2011

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 12/05/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Lynn Peters.
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