Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Roberts is a financial advisor with Wealth Enhancement Advisory Services, LLC, which has offices in Farmington, UT and Plymouth, MN. Nicole has been in the financial services industry since 2012, working for various firms including Waddell & Reed and United Planners Financial Services. Nicole is registered in Utah as an investment advisor representative (IAR). Nicole holds the Series 63, Series 65 and Series 7 securities licenses. Nicole is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
UT
07/01/2024 - Present
Wealth Enhancement Advisory Services, LLC (FARMINGTON UT)
UT
08/07/2017 - 05/29/2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (FARMINGTON UT)
AZ
09/19/2014 - 08/14/2017
WADDELL & REED (SCOTTSDALE AZ)
UT
04/17/2012 - 09/18/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 09/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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