Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Dinan is a financial professional with over 20 years of experience in the financial industry. Nicole has been registered with ADP Broker-Dealer, Inc. since 2009. Prior to that, Nicole was registered with Vanguard Marketing Corporation. Nicole holds the Series 6 and Series 63 licenses. Nicole is registered in 52 states and the District of Columbia. Nicole specializes in providing investment advice and services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
09/21/2009 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
AZ
08/11/1999 - 07/08/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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