Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Leslie Shortridge lis is an active securities professional with experience in the industry since September 21, 2016. Nicole is currently registered with Alliancebernstein Investments, Inc. in Nashville, Tennessee. Nicole holds both the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Nicole's previous experience includes a role with HATTERAS CAPITAL in Raleigh, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/06/2019 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NC
08/20/2016 - 05/03/2019
HATTERAS CAPITAL (RALEIGH NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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