Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Leora Bristol is a financial advisor who has been in the industry for over 6 years. Nicole is currently registered as a Registered Representative and Investment Advisor Representative with D.A. Davidson & Co. Nicole holds a Series 66, Series 7TO, and Series 9 and 10 licenses. Nicole Bristol has worked with a variety of clients, including individuals, families, businesses, and charitable organizations. Nicole Leora Bristol is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/27/2023 - Present
D.a. Davidson & Co. (SOUTH JORDAN UT)
UT
02/20/2019 - 05/18/2022
D.A. DAVIDSON & CO. (SALT LAKE CITY UT)
BOTH
Issued 12/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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