Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Lefebvre Gooding is a financial advisor who has been in the industry since 2011. She is a registered representative with Janney Montgomery Scott LLC, a financial services firm based in Philadelphia. Nicole has a wide range of experience in the financial services industry, including securities, futures, and financial planning. She is also a Certified Financial Planner (CFP®). Nicole has experience working with a wide range of clients, including individuals, families, and businesses. She is committed to providing her clients with personalized financial advice that meets their individual needs. Nicole is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
11/04/2014 - Present
Janney Montgomery Scott LLC (Richmond VA)
VA
03/01/2011 - 11/04/2014
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
BOTH
Issued 06/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 02/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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