Unclaimed
Nicole Woolard is a registered representative with Fidelity Brokerage Services LLC, a firm that is active in North Carolina. Nicole has been in the industry since March 27, 2022. Nicole holds the Series 7TO, Series 63, Series 9, and Series 10 licenses. She is registered in North Carolina and has been registered since April 5, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/28/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 04/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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