Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Larrabee Rodrigues is a financial professional registered in California with Voya Investments Distributor, LLC. Nicole has been in the financial industry since 1998. She has experience with Allianz Global Investors Distributors LLC, Nicholas-Applegate Securities LLC, Salomon Smith Barney Inc., Schroder & Co. Inc., and Lehman Brothers Inc. Nicole has passed the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
CA
04/01/2010 - 08/10/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)
CA
12/03/2002 - 04/16/2010
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
CA
01/09/2001 - 05/09/2002
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
NY
05/27/2000 - 10/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/27/2000 - 06/08/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/01/1998 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
08/27/1998 - 12/15/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
02/23/1998 - 08/12/1998
HEFLIN & CO., L.L.C. (EL SEGUNDO CA)
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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