Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Rasmussen is a financial advisor with over 20 years of experience in the industry. Nicole is currently registered with Morgan Stanley in California and Texas. Prior to joining Morgan Stanley, Nicole was a registered representative with Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc. and SG Cowen Securities Corporation. Nicole holds Series 7, Series 63 and Series 65 licenses. She is also registered with the State of Texas as an Investment Advisor Representative. Nicole specializes in providing financial advice to a wide range of clients, including high-net-worth individuals, businesses, corporations, and institutions. Nicole offers a variety of financial services, including investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (San Francisco CA)
CA
10/07/2004 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
MA
11/20/2003 - 09/29/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/21/2000 - 11/12/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/13/1998 - 05/05/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 09/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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