Unclaimed
Nicole Cutcher is a financial advisor registered with J.P. Morgan Securities LLC, with over 10 years of experience in the industry. Nicole has a broad range of experience having worked at Stancorp Equities, Inc., Fidelity Brokerage Services LLC, Northwestern Mutual Investment Services, LLC, and MML Investors Services, Inc. Nicole is licensed in Kentucky and Ohio. Nicole specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
KY
11/22/2021 - Present
J.p. Morgan Securities LLC (FT. THOMAS KY)
OH
06/11/2018 - 04/07/2020
STANCORP EQUITIES, INC. (CINCINNATI OH)
KY
07/06/2011 - 09/09/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
OH
01/14/2009 - 04/19/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOLLAND OH)
OH
06/11/2008 - 08/26/2008
MML INVESTORS SERVICES, INC. (MAUMEE OH)
BC
Issued 01/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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