Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Kikugawa is a financial advisor who has been in the industry since 2004. Nicole is currently registered with Valley Wealth Strategies, LLC and has been with the firm since 2017. Prior to joining Valley Wealth Strategies, Nicole worked with several other firms, including National Planning Corporation, Financial Network Investment Corporation, Pension Planners Securities, Inc., AIG Financial Advisors, Inc. and SunAmerica Securities, Inc. Nicole holds the Series 6, 7, 63 and 66 securities licenses and is also a Registered Investment Advisor in California. Nicole specializes in financial planning and portfolio management for individuals and businesses. Nicole's current firm has assets under management exceeding $1 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/20/2017 - Present
Valley Wealth Strategies, LLC (Sonora CA)
CA
09/24/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (SONORA CA)
CA
08/13/2008 - 09/28/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SAN JOSE CA)
CA
03/14/2006 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SAN JOSE CA)
CA
10/31/2005 - 03/03/2006
AIG FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
AZ
07/08/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 08/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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