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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Scanlon is a financial advisor with Morgan Stanley in Wayzata, Minnesota. Nicole has been in the industry since February 1, 2018, and is registered with both the Securities and Exchange Commission and the state of Minnesota. Nicole's previous experience includes working with LPL Financial LLC and Sanford C. Bernstein & Co., LLC. Nicole holds the Series 7, Series 31, and Series 66 licenses, and has a broad range of experience providing financial advice to individuals, corporations, institutions, and trusts. Nicole's specializations include asset allocation, investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
05/15/2023 - Present
Morgan Stanley (Wayzata MN)
MN
06/11/2020 - 05/15/2023
LPL FINANCIAL LLC (BLOOMINGTON MN)
MN
01/30/2018 - 06/05/2020
SANFORD C. BERNSTEIN & CO., LLC (MINNEAPOLIS MN)
BOTH
Issued 02/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2017
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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