Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Kathleen Astgen is a financial advisor with Empower Financial Services, Inc. Nicole has been working in the financial industry since July 30, 2020. Prior to joining Empower Financial Services, Inc. Nicole was registered with Prudential Investment Management Services LLC. Nicole has licenses to sell securities in California, Colorado, Iowa, Massachusetts, Minnesota, Missouri, Texas, Utah, and Washington. Nicole has passed the Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2022 - Present
Empower Financial Services, Inc. (Boston MA)
IA
07/31/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
BC
Issued 07/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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