Unclaimed
Nicole Dynak is a financial advisor with Fidelity Brokerage Services LLC, based in Westlake, TX. Nicole has been in the industry since September 2020 and holds Series 7TO, Series 63, Series 10, and Series 9 licenses. She is registered in Massachusetts, Texas, and Utah. Nicole is dedicated to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/01/2020 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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