Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Lopez is a registered representative with Fidelity Brokerage Services LLC. Nicole has been in the industry since June 17, 2024, holding registrations in all 50 states and Puerto Rico. Nicole's registration is active with FINRA and all states. Nicole holds the Series 7TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/18/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 06/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicole Lopez is the right advisor for you? Invested Better is here to help.
