Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Hurley is an investment advisor representative with Commonwealth Financial Network. Nicole has been in the financial industry since 2016 and is licensed to provide investment advice in New York. Nicole holds Series 6, 7, 63 and 65 licenses, as well as the SIE. She has worked with various firms prior to joining Commonwealth Financial Network and is dedicated to providing personalized financial advice to individuals and families. Nicole specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/15/2021 - Present
Commonwealth Financial Network (SYRACUSE NY)
NY
01/28/2019 - 01/02/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)
NY
03/18/2016 - 01/26/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)
IA
Issued 04/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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