Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Justine Scher is a financial professional licensed in multiple states including California, Florida, Iowa, Missouri, South Dakota, Utah and Washington. Nicole is associated with Northwestern Mutual Investment Services, LLC and has been in the financial services industry since 2015. Nicole holds Series 6, 63 and 6TO licenses as well as the SIE. Nicole's prior experience includes being registered with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/20/2020 - Present
Northwestern Mutual Investment Services, LLC (WOODLAND HLS CA)
CA
10/12/2015 - 12/31/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WOODLAND HLS CA)
BC
Issued 09/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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