Unclaimed
Nicole Volz is a financial advisor with Northwestern Mutual Investment Services, LLC. Nicole has been a licensed financial advisor since 2011. Her primary areas of focus are investment research, referrals to other advisors, and portfolio management for individuals. Nicole is registered to provide financial advice in Kansas, Missouri, New Mexico, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
10/14/2011 - Present
Northwestern Mutual Investment Services, LLC (Lawrence KS)
BOTH
Issued 12/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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