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Nicole Jean Phillips

KEY Investment Services LLC

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About Nicole Jean Phillips

Nicole Phillips is a financial advisor with over 20 years of experience in the industry. Nicole is a registered representative of Key Investment Services LLC. Nicole is also a Series 6 and Series 63 licensed. Nicole has been with Key Investment Services LLC since 2008 and has a strong track record of providing financial advice to individuals and families. Nicole specializes in providing financial planning, portfolio management, and investment advice. Nicole works with clients of all ages and income levels.

Firm Information

Nicole Phillips is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicole Phillips’s Registration & Firm History

NY

01/13/2014 - Present

KEY Investment Services LLC (Lockport NY)

NY

09/03/2008 - 12/06/2012

KEY INVESTMENT SERVICES LLC (LEWISTON NY)

NY

01/11/2007 - 07/09/2008

HSBC SECURITIES (USA) INC. (NIAGARA FALLS NY)

MA

10/20/2004 - 12/21/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

09/25/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

04/05/2000 - 09/25/2000

FIS SECURITIES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 04/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Jean Phillips.
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