Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole James is a financial advisor at Fidelity Brokerage Services LLC. Nicole has been in the industry since 2006. Nicole is a registered representative with FINRA. Nicole has passed the Series 7, Series 63, Series 9 and Series 10 examinations and is licensed to sell securities in Massachusetts, New Hampshire, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
10/29/2015 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
RI
05/20/1996 - 12/05/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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