Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Harding is a financial advisor with over 15 years of experience in the financial services industry. Nicole has a strong background in providing financial planning and investment management services to individuals, families, and businesses. Currently, Nicole is registered with Osaic Wealth, Inc. and is licensed in New York. Previously, Nicole was registered with Securities America, Inc., Cambridge Investment Research, Inc., and Lincoln Financial Advisors Corporation. Nicole holds the Series 7 and Series 63 licenses, and has completed the Securities Industry Essentials (SIE) exam. Nicole specializes in helping clients achieve their financial goals through personalized investment strategies and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
12/01/2023 - Present
Osaic Wealth, Inc. (PITTSFORD NY)
NY
12/18/2018 - 11/21/2023
SECURITIES AMERICA, INC. (ROCHESTER NY)
NY
03/02/2012 - 12/24/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (ROCHESTER NY)
NY
06/25/2007 - 03/02/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (ROCHESTER NY)
BC
Issued 04/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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