Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Schnabel is an investment advisor representative at Raymond James Financial Services Advisors, Inc. Nicole has been in the industry since 2017. Nicole holds the Series 66, Series 7TO, Series 9, Series 10 and SIE licenses. Nicole specializes in providing investment advice to individuals, corporations and high net worth clients. Nicole also has experience in providing financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
10/20/2023 - Present
Raymond James Financial Services Advisors, Inc. (YANKTON SD)
BOTH
Issued 05/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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