Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Helene Tavernier is a financial professional with over 23 years of experience in the industry. Nicole currently works at SG Americas Securities, LLC. Nicole has held previous positions at firms such as J.P. Morgan Securities LLC, Meyers Associates, L.P., Buckman, Buckman & Reid, Inc., Mercer Capital Ltd., S.W. Bach & Company, Pruco Securities, LLC., Prudential Securities Incorporated, and M.S. Farrell & Company, Inc. Nicole holds several licenses and certifications, including Series 7, 9, 24, 63, and 65. Nicole is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/18/2018 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
07/21/2014 - 01/03/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/10/2012 - 03/14/2013
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
01/20/2010 - 10/03/2012
BUCKMAN, BUCKMAN & REID, INC. (NEW YORK NY)
NY
12/06/2007 - 01/15/2010
MERCER CAPITAL LTD. (NEW YORK NY)
NY
04/11/2005 - 02/21/2007
S.W. BACH & COMPANY (NEW YORK NY)
NJ
09/28/1999 - 01/03/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
05/14/1998 - 08/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/14/1997 - 04/17/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
IA
Issued 07/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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