Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Hasso is a financial advisor with over 12 years of experience in the industry. Nicole currently works at Athene Securities, LLC, where she provides financial advice to individuals and families. Nicole holds several licenses and registrations, including Series 7, 6, 63, and SIE. Previously, Nicole worked for Principal Securities, Inc. and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
09/22/2023 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
09/20/2011 - 08/19/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
08/20/2014 - 04/29/2015
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
12/21/2007 - 04/26/2010
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 11/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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