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Nicole Hargrove

Charles Schwab & CO., Inc.

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About Nicole Hargrove

Nicole Hargrove is a financial advisor with Charles Schwab & CO., Inc. based in Tulsa, Oklahoma. Nicole has been working in the financial services industry since 2010. Her experience includes roles with First Command Financial Planning, Inc., ScotTrade, Inc., BOK FINANCIAL SECURITIES, INC. and TD AMERITRADE, INC.. Nicole holds Series 6, 7, 63 and 66 licenses and is also a registered Investment Advisor Representative in Oklahoma.

Firm Information

Nicole Hargrove is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Nicole Hargrove’s Registration & Firm History

OK

12/09/2021 - Present

Charles Schwab & CO., Inc. (Tulsa OK)

OK

10/17/2022 - 07/29/2024

TD AMERITRADE, INC. (Tulsa OK)

OK

02/18/2019 - 11/04/2021

BOK FINANCIAL SECURITIES, INC. (Tulsa OK)

OK

02/24/2012 - 08/30/2017

SCOTTRADE, INC. (TULSA OK)

GA

07/27/2010 - 10/08/2010

FIRST COMMAND FINANCIAL PLANNING, INC. (RICHMOND HILL GA)

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Licenses & Designations

BOTH

Issued 03/10/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/25/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2012

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicole Hargrove.
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