Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Gilbert is a registered representative with Fidelity Personal And Workplace Advisors. Nicole has been in the financial services industry since 2002. Nicole has a Series 7, 24, 52, 53, 63 and 66. Nicole is licensed to conduct business in Massachusetts, New Hampshire, Rhode Island, Texas and Utah. Nicole was previously registered with FSC Securities Corporation, Sagepoint Financial, Inc., American General Securities Incorporated, Sentra Securities Corporation, Spelman & Co., Inc., SunAmerica Securities, Inc., First Investors Corporation and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
07/26/2022 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
GA
07/14/2021 - 05/09/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
10/31/2005 - 05/09/2022
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
AZ
01/08/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
08/09/2004 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
08/09/2004 - 10/31/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
08/23/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
05/24/2001 - 07/31/2001
FIRST INVESTORS CORPORATION (EDISON NJ)
TX
03/26/2001 - 05/16/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 09/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/06/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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