Unclaimed
Nicole Germino is a financial professional with over 8 years of experience in the financial services industry. Nicole is currently registered with Truist Securities, Inc. and is licensed to provide securities-related services in 52 states and territories. Nicole has held previous positions with CITIGROUP GLOBAL MARKETS INC., BMO CAPITAL MARKETS CORP. and NEEDHAM & COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/05/2019 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
09/05/2018 - 06/17/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/01/2017 - 08/09/2018
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/11/2015 - 01/20/2017
NEEDHAM & COMPANY, LLC (NEW YORK NY)
BC
Issued 09/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/12/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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