Unclaimed
Nicole Adesina is an investment advisor representative associated with Transamerica Financial Advisors, Inc.. Nicole has been in the industry since August 2, 2008. She is registered with the state of Iowa and is currently employed with Transamerica Financial Advisors, Inc.. Nicole has previously been employed by Pruco Securities, LLC., NYLIFE DISTRIBUTORS LLC and NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IA
12/08/2023 - Present
Transamerica Financial Advisors, Inc. (Cedar Rapids IA)
MD
11/17/2011 - 07/16/2020
PRUCO SECURITIES, LLC. (Bethesda MD)
NJ
11/10/2008 - 11/08/2011
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
03/20/2008 - 06/26/2008
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
10/23/2006 - 06/14/2007
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 12/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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