Unclaimed
Nicole Floyd is a registered representative and investment advisor representative with Equitable Advisors, LLC. Nicole has been in the financial services industry since February 2020. She has experience working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Bank, and Bank of America, N.A. Nicole holds Series 7, 66, and SIE licenses. Nicole is registered in the District of Columbia, Georgia, Illinois, Maryland, Virginia, and Wisconsin. Nicole is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
08/02/2022 - Present
Equitable Advisors, LLC (FALLS CHURCH VA)
DC
02/06/2020 - 04/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BOTH
Issued 03/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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