Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Francis is a financial professional with over 30 years of experience in the financial services industry. Nicole is a Registered Representative and Investment Advisor Representative with Commonwealth Financial Network. Nicole specializes in providing financial planning, portfolio management, and investment advisory services for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Brooklyn NY)
NY
06/21/2005 - 11/02/2017
SECURITIES SERVICE NETWORK, INC. (NEW YORK NY)
IL
09/18/1996 - 06/22/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/01/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
09/17/1993 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
FL
06/02/1993 - 09/21/1993
INVESTACORP, INC. (MIAMI FL)
RI
06/18/1992 - 05/24/1993
FISCO EQUITY, INC. (LINCOLN RI)
NA
05/22/1990 - 03/11/1992
MONARCH SECURITIES, INC.
NA
08/08/1989 - 05/21/1990
OXFORD CAPITAL SECURITIES, INC.
NJ
07/16/1987 - 08/24/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicole Francis is the right advisor for you? Invested Better is here to help.
