Unclaimed
Nicole Frances Hammick is an investment advisor representative at Lincoln Investment. Nicole has been in the financial industry for 10 years. Nicole's primary office is located in WOODLAND HILLS, CA and she holds Series 66, Series 7TO, Series 9, Series 10, and SIE licenses. Nicole is licensed to provide investment advisory services in Connecticut, Florida, and Massachusetts. Prior to joining Lincoln Investment, Nicole was an investment advisor representative at Cetera Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/23/2025 - Present
Lincoln Investment (WOODLAND HILLS CA)
CT
09/26/2022 - 11/22/2022
CETERA INVESTMENT SERVICES LLC (EAST HARTFORD CT)
BOTH
Issued 05/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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