Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Filingeri is a financial advisor who has been working in the industry since April 11, 2004. Nicole is currently registered with Invesco Distributors, Inc. and has previously worked at OppenheimerFunds Distributor, Inc., Brown Brothers Harriman & Co., Schroder Fund Advisors LLC, BNY Investment Center Inc., and Sanford C. Bernstein & Co., LLC. Nicole is licensed to provide financial advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
06/06/2013 - 12/12/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/17/2012 - 04/01/2013
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
08/24/2007 - 07/24/2012
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
NY
02/08/2006 - 07/12/2007
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NY
02/14/2002 - 04/20/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 03/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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