Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Ferraro is a registered representative at J.p. Morgan Securities LLC. Nicole has been in the financial services industry since 2015. Nicole has her Series 6, Series 63 and SIE licenses. Nicole is registered in Connecticut, New Jersey and New York. Nicole was previously employed by HSBC Securities (USA) Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
05/26/2016 - Present
J.p. Morgan Securities LLC (GARDEN CITY NY)
NY
08/21/2015 - 03/28/2016
HSBC SECURITIES (USA) INC. (MASSAPEQUA NY)
BC
Issued 09/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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