Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole McCoy is a financial advisor with Raymond James Financial Services Advisors, Inc. Nicole has been in the financial industry for over 23 years, working with clients in Huntersville, North Carolina. Nicole is registered with both the state of North Carolina and the Financial Industry Regulatory Authority (FINRA). Nicole holds the Series 6, 7, 63, and 65 securities licenses, and the SIE exam. Nicole is a dedicated advisor who works to understand each client's financial goals and provides tailored investment advice to help them achieve those goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
09/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Huntersville NC)
NC
10/01/2000 - 09/16/2021
WELLS FARGO CLEARING SERVICES, LLC (HUNTERSVILLE NC)
NC
08/04/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 07/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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