Unclaimed
Nicole Erpenbeck is a registered representative with Fidelity Brokerage Services LLC. Nicole has been in the securities industry since 2019. She holds the Series 7TO, Series 63 and SIE licenses and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Nicole is currently located in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/16/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 08/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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