Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Lund is a registered representative of Northwestern Mutual Investment Services, LLC. Nicole has been in the securities industry since 2006 and is a principal in the firm. Nicole holds the Series 7, Series 24, Series 52TO and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/16/2006 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 03/01/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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