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Nicole Elizabeth Spoltore

Fidelity Brokerage Services LLC

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About Nicole Elizabeth Spoltore

Nicole Elizabeth Spoltore is a registered representative with Fidelity Brokerage Services LLC. Nicole holds a Series 66 (Uniform Combined State Law Examination) and a Series 7 (General Securities Representative Examination). Nicole is licensed to conduct securities business in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Nicole Spoltore is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Spoltore’s Registration & Firm History

KY

11/14/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

04/17/2020 - 08/27/2021

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

MA

12/01/2017 - 02/21/2020

CADARET, GRANT & CO., INC. (DEDHAM MA)

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Licenses & Designations

BOTH

Issued 11/05/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicole Elizabeth Spoltore.
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