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Nicole Elizabeth Sennett

Alden Investment Group

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About Nicole Elizabeth Sennett

Nicole Sennett is a registered representative and investment advisor representative with Alden Investment Group. Nicole has been in the financial services industry since 2006. Nicole has Series 7, 9, 10, 66 licenses. Nicole specializes in Retirement Plans and provides financial planning and portfolio management services to individuals and businesses. Nicole previously worked at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Nicole Sennett is currently registered with Alden Investment Group. Alden Investment Group, headquartered in WAYNE, PA, is an investment advisory firm with approximately $290.95 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alden Investment Group also offers other advisory services, including retirement plans. The firm has 5 licensed agents, 30 registered representatives, and 26 investment advisory functions.
Alden Investment Group

37 WEST AVENUE

WAYNE, PA 19087-3226

$290.95M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plans

Retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicole Sennett’s Registration & Firm History

PA

05/19/2023 - Present

Alden Investment Group (WAYNE PA)

GA

02/16/2018 - 12/31/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (Savannah GA)

PA

09/09/2005 - 02/20/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILKES BARRE PA)

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Licenses & Designations

BOTH

Issued 09/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/27/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Elizabeth Sennett.
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