Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Elizabeth Santos is a financial advisor with over 8 years of experience in the financial services industry. Nicole has a broad range of experience working with individual investors, corporations and institutions. Nicole works with clients on a wide variety of financial planning needs, including retirement planning, college savings, and estate planning. Nicole holds a Series 7, Series 63, Series 66, and Series 52 licenses. Nicole is registered with MML Investors Services, LLC and is licensed to provide financial services in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/31/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NC
08/03/2016 - 02/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
MA
08/28/2008 - 05/14/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BOTH
Issued 12/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/26/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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