Unclaimed
Nicole Elizabeth King is a registered investment advisor representative at Thrivent Investment Management Inc. Nicole has been in the financial industry since September 14, 2017. Nicole is registered with the state of Nebraska, South Dakota and Texas. Nicole holds the Series 66, Series 7 and SIE licenses. Nicole specializes in providing financial planning and portfolio management services for individuals and businesses. In addition to her work as an investment advisor, Nicole is also a board member for the Yankton Girls Softball Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
09/21/2023 - Present
Thrivent Investment Management Inc. (Yankton SD)
BOTH
Issued 10/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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