Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Derosa is a financial professional with over five years of experience in the financial services industry. Nicole currently works as a registered representative at MUFG Securities Americas Inc. in New York, NY. Nicole has previously held roles at BOFA Securities, INC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, also in New York, NY. Nicole is a Series 7, Series 63, SIE and Series 79TO licensed professional and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/13/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/10/2021 - 03/21/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
05/10/2019 - 09/15/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/14/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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