Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Elizabeth Conway is a registered securities professional with Mizuho Securities USA LLC. Nicole is licensed to provide securities advice and investment banking services in all 50 states and the District of Columbia. Nicole passed the Securities Industry Essentials Examination, the Investment Banking Registered Representative Examination, and the Uniform Securities Agent State Law Examination. Nicole joined Mizuho Securities USA LLC in July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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