Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Benz is a financial professional with over 12 years of experience in the industry. Nicole is currently registered with Equitable Distributors, LLC, located in Charlotte, NC. Nicole holds a Series 6, Series 63, and SIE license. Previously, Nicole worked with THE LEADERS GROUP, INC. in Louisville, KY and JEFFERSON NATIONAL SECURITIES CORPORATION in Columbus, OH. Nicole is registered in 16 states including Alabama, District of Columbia, Florida, Georgia, Kentucky, Louisiana, Maryland, Mississippi, New York, North Carolina, Puerto Rico, South Carolina, Tennessee, Virginia, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/19/2024 - Present
Equitable Distributors, LLC (Charlotte NC)
KY
02/01/2018 - 03/08/2024
THE LEADERS GROUP, INC. (Louisville KY)
OH
10/04/2011 - 02/21/2018
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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