Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Elaine Williams is a financial professional with over 20 years of experience in the industry. Nicole is currently registered with MML Investors Services, LLC in Mechanicsburg, PA. Nicole has held previous positions with MML Strategic Distributors, LLC, MML Investors Services, LLC, MML Distributors, LLC, Invest Financial Corporation, and MML Investors Services, Inc. Nicole holds Series 6, 7, 63, and 65 licenses and the SIE exam. Nicole specializes in providing financial planning and investment management services to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
08/08/2019 - Present
MML Investors Services, LLC (MECHANICSBURG PA)
MA
04/01/2014 - 04/08/2019
MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
12/04/2012 - 04/05/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
12/04/2012 - 04/01/2014
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
PA
09/21/2010 - 02/27/2012
INVEST FINANCIAL CORPORATION (HARRISBURG PA)
MD
07/26/2002 - 09/09/2010
MML INVESTORS SERVICES, INC. (HUNT VALLEY MD)
IA
Issued 08/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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