Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Elaine Steiner is a financial professional with over 20 years of experience in the industry. Nicole is currently registered with Voya Investments Distributor, LLC and has previously held positions with Allianz Global Investors Distributors LLC, LPL Financial LLC, and Oppenheimer & Co. Inc. Nicole is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/27/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
01/10/2011 - 11/01/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NJ
03/25/2009 - 02/04/2011
LPL FINANCIAL LLC (RANDOLPH NJ)
NY
04/01/2003 - 03/02/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/25/2002 - 04/14/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 03/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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