Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Roberts is a registered representative with Sentry Equity Services, Inc. Nicole has been in the industry since May 2015 and holds her Series 6, Series 63 and SIE licenses. Nicole previously worked for Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
06/20/2016 - Present
Sentry Equity Services, Inc. (STEVENS POINT WI)
WI
04/29/2015 - 06/02/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STEVENS POINT WI)
BC
Issued 06/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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